Past Transactions
Jim Hartwell’s distinguished career in corporate finance is exemplified by an extensive portfolio of high-profile advisory roles, having successfully navigated over 100 complex transactions with a cumulative value exceeding $1.5 billion (CDN). His unparalleled expertise and strategic vision have consistently driven transformative financings, enabling companies to optimize their capital structures, unlock latent value, and achieve significant market milestones. Recognized for his meticulous attention to detail and unwavering commitment to integrity, Jim has adeptly guided diverse projects—from private placements and initial public offerings to strategic restructurings and asset divestitures. His work not only reflects a deep understanding of market dynamics but also a steadfast dedication to delivering tailored solutions that maximize shareholder value and foster sustainable growth. Below is an overview of the successful transactions that underscore the breadth and impact of his advisory achievements.
Successful Transactions
A Parent Media Co., Inc.
Lead Agent for a maximum of $15.0 Million USD in common shares (Private Placement). Strategic Financial Advisor on corporate structure and funding strategies.
Futurewell Holdings Ltd.
Exclusive Lead Agent to raise up to $12.0 Million in common shares (Private Placement).
Perimeter Medical Imaging AI, Inc.
Facilitated a strategic $43.0 Million investment through a referral arrangement.
Berkley Petroleums Corp.
Participated in three of the first four financings for Mike Rose’s first public oil and gas company.
HartWell Petroleums Ltd.
Cofounder and director from the initial public offering 1993 to the growth to over 5,oo0 BOEs a day. Company was sold in 1997 for over $60 million.
Encipher USA Corp.
Lead Agent for a maximum of $10 Million in units (Private Placement).
Black Powder Energy Inc.
Exclusive Lead Agent for a maximum of $10.0 Million of common shares (Private Placement).
Exall Energy Corp.
Co-Lead Underwriter for up to $23.0 Million, including over-allotment of Convertible Debenture Bonds (Short Form Prospectus Offering).
Petro-Reef Resources Ltd.
Lead Agent in two financings; $3.0 Million in flow-through common shares and $6.1 Million in a combination of units and flow-through shares (Private Placement).
DeeThree Exploration Ltd.
Syndicate Member for a maximum of $115.2 Million in subscription receipts and flow-through shares (Short Form Prospectus Offering).
Arsenal Energy Inc.
Syndicate Member for a maximum of $21.0 Million of common shares (Short Form Prospectus Offering).
Zapata Energy Corporation
Lead Agent for a maximum of $8.0 Million in units and flow-through common shares (Private Placement). Exclusive advisor on a recapitalization initiative to create Surge Energy, valued at $250.0 Million.
Command Drilling Corp.
Lead Agent for the $31.0 Million Initial Public Offering. Advisor for its predecessor; led identification, negotiation, and financing for a $31.0 Million IPO.
Canada Energy Partners Inc.
Strategic Financial Advisor providing guidance on initial structure and funding alternatives.
Boulder Energy Ltd.
Strategic Financial Advisor to source funding for a $268 Million go-private transaction (closed April 13, 2016).
Mike Holmes Group of Companies
Two-year Strategic Advisory engagement to explore public listing alternatives, valued at $50.0 Million (2015–2017).
CanRock Energy Corp.
General Financial Advisor and provider of a fairness opinion for a $53.0 Million transaction with Alston Energy Inc.
Bison Resources Ltd.
Financial advisory to maximize shareholder value in a $132.0 Million Plan of Arrangement with Mission Oil & Gas Inc.
Nabors Industries Inc.
Facilitated the acquisition of a control block in Command Drilling, coordinating a successful $110.0 Million deal.
Equatorial Energy Inc.
Executed a $72 Million asset acquisition from Gulf Canada, followed by equity financings exceeding $15.0 Million.
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